Heat Exchanger

Design
Anand V P Gurumoorthy
Associate Professor
Chemical Engineering Division
School of Mechanical & Building Sciences
VIT University
[EDITED BY AFRAZ ]

ICET PU[UNIVERSITY OF THE PUNJAB LAHORE]

Heat Exchanger Classification

Recuperative:

Cold and hot fluid flow through the unit without

mixing with each other. The transfer of heat
occurs through the metal wall.

Regenerative:

Same heating surface is alternately exposed to

hot and cold fluid. Heat from hot fluid is stored
by packings or solids; this heat is passed over
to the cold fluid.

Direct contact:

Hot and cold fluids are in direct contact and

mixing occurs among them; mass transfer and
heat transfer occur simultaneously.

Heat Exchanger Standards

and Codes
British Standard BS-3274
TEMA standards are universally used.
TEMA standards cover following classes of
exchangers:
Class R designates severe requirements of
petroleum and other related processing
applications
Class C moderate requirements of
commercial and general process applications
Class B specifies design and fabrication for
chemical process service.

Shell and Tube Heat Exchanger

Most commonly used type of heat transfer
equipment in the chemical and allied
industries.
Advantages:
The configuration gives a large surface area in a
small volume.
Good mechanical layout: a good shape for pressure
operation.
Uses well-established fabrication techniques.
Can be constructed from a wide range of materials.
Easily cleaned.
Well established design procedures.

Types of Shell and Tube Heat

Exchangers
Fixed tube design
Simplest and cheapest type.
Tube bundle cannot be removed for cleaning.
No provision for differential expansion of shell and
tubes.
Use of this type limited to temperature difference
upto 800C.

Floating head design

More versatile than fixed head exchangers.
Suitable for higher temperature differentials.
Bundles can be removed and cleaned (fouling
liquids)

Design of Shell and Tube Heat

Exchangers
Kern method:

Does not take into account bypass and leakage streams.

Simple to apply and accurate enough for preliminary
design calculations.
Restricted to a fixed baffle cut (25%).

Bell-Delaware method
Most widely used.
Takes into account:

Leakage through the gaps between tubes and baffles and

the baffles and shell.
Bypassing of flow around the gap between tube bundle and
shell.

Stream Analysis method (by Tinker)

More rigorous and generic.

Best suited for computer calculations; basis for most
commercial computer codes.

Construction Details Tube

Dimensions
Tube diameters in the range 5/8 inch (16 mm)
to 2 inch (50 mm).
Smaller diameters (5/8 to 1 inch) preferred
since this gives compact and cheap heat
exchangers.
Larger tubes for heavily fouling fluids.
Steel tubes BS 3606; Other tubes BS 3274.
Preferred tube lengths are 6 ft, 8 ft, 12 ft, 16
ft, 20 ft and 24 ft; optimum tube length to
shell diameter ratio ~ 5 10.
in (19 mm) is a good starting trial tube
diameter.

Construction Details Tube

Arrangements
Tubes usually arranged in equilateral triangular, square
or rotated square patterns.

Tube pitch, Pt, is 1.25 times OD.

Construction Details - Shells

Shell should be a close fit to the tube bundle to reduce
bypassing.
Shell-bundle clearance will depend on type of heat
exchanger.

Construction Details - ShellBundle Clearance

Construction Details Tube

Count
Bundle diameter depends not only on number of tubes but also
number of tube passes.

Db

d 0

Nt is the number of tubes

Db is the bundle diameter (mm)
D0 is tube outside diameter (mm)

n1 and K1 are constants

Nt
K1

1 / n1

Construction Details - Baffles

Baffles are used:

To direct the fluid stream across the tubes

To increase the fluid velocity
To improve the rate of transfer

Most commonly used baffle is the single

segmental baffle.

Optimal baffle cut ~ 20-25%

Basic Design Procedure

General equation for heat transfer is:

Q UATm
where Q is the rate of heat transfer (duty),
U is the overall heat transfer coefficient,
A is the area for heat transfer
Tm is the mean temperature difference
We are not doing a mechanical design,
only a thermal design.

Overall Heat Transfer

Coefficient
Overall coefficient given by:

1
1
1

U 0 h0 hod

d0
d 0 ln
di
2k w

d0 1 d0 1
d i hid d i hi

h0 (hi) is outside (inside) film coefficient

hod (hid) is outside (inside) dirt coefficient
kw is the tube wall conductivity
do (di) is outside (inside) tube diameters

Individual Film Coefficients

Magnitude of individual coefficients will
depend on:
Nature of transfer processes (conduction,
convection, radiation, etc.)
Physical properties of fluids
Fluid flow rates
Physical layout of heat transfer surface

Physical layout cannot be determined

until area is known; hence design is a
trial-and-error procedure.

Typical Overall Coefficients

Typical Overall Coefficients

Fouling Factors (Dirt Coeffs)

Difficult to predict and usually based on past
experience

Mean Temperature Difference

(Temperature Driving Force)
Q UATm
To determine A, Tm must be estimated
True counter-current flow logarithmic temperature
difference (LMTD)

LMTD
LMTD is given by:

(T1 t 2 ) (T2 t1 )
Tlm
T t
ln 1 2
T2 t1
where T1 is the hot fluid temperature, inlet
T2 is the hot fluid temperature, outlet
t1 is the cold fluid temperature, inlet
t2 is the cold fluid temperature, outlet

Counter-current Flow
Temperature Proflies

1:2 Heat Exchanger

Temperature Profiles

True Temperature Difference

Obtained from LMTD using a correction factor:

T
m
t
lm
is the true temperature difference

Tm
Ft is the correction factor
Ft is related to two dimensionless ratios:

(T1 T2 )
R
(t 2 t1 )

(t 2 t1 )
S
(T1 t1 )

Temp Correction Factor Ft

Temperature correction factor, one shell pass, two or more even tube
passes

Fluid Allocation: Shell or Tubes?

Corrosion
Fouling
Fluid temperatures
Operating pressures
Pressure drop
Viscosity
Stream flow rates

Shell and Tube Fluid Velocities

High velocities give high heat-transfer
coefficients but also high pressure drop.
Velocity must be high enough to prevent
settling of solids, but not so high as to cause
erosion.
High velocities will reduce fouling
For liquids, the velocities should be as follows:
Tube side: Process liquid 1-2m/s
Maximum 4m/s if required to reduce fouling
Water 1.5 2.5 m/s
Shell side: 0.3 1 m/s

Pressure Drop
As the process fluids move through the heat exchanger
there is associated pressure drop.
For liquids: viscosity < 1mNs/m2 35kN/m2
Viscosity 1 10 mNs/m2 50-70kN/m2

Tube-side Heat Transfer

Coefficient

For turbulent flow inside conduits of uniform cross-section,

Sieder-Tate equation is applicable:

Nu C Re
Nu

hi d e

kf

0.8

Pr

0.33

u d
Re t e

0.14

Pr

Cp

kf

C=0.021 for gases

=0.023 for low viscosity liquids
=0.027 for viscous liquids
= fluid viscosity at bulk fluid temperature
w=fluid viscosity at the wall

Tube-side Heat Transfer

Coefficient
Butterworth equation:

St E Re 0.205 Pr 0.505
h
St Nu
i
Re Pr
ut C p
For laminar flow (Re<2000):

E 0.0225 exp 0.0225(ln Pr) 2

If Nu given by above equation is less than 3.5, it should be taken as

3.5
0.14
0.33

Nu 1.86(Re Pr)

0.33

de

Heat Transfer Factor, jh

j factor similar to friction factor used for
pressure drop:

hi d i
0.33

jh Re Pr
kf
w

0.14

This equation is valid for both laminar

and turbulent flows.

Tube Side Heat Transfer Factor

Heat Transfer Coefficients for

Water
Many equations for hi have developed
specifically for water. One such equation is:
4200(1.35 0.02t )ut0.8
hi
d i0.2

where hi is the inside coefficient (W/m2 0C)

t is the water temperature (0C)
ut is water velocity (m/s)
dt is tube inside diameter (mm)

Tube-side Pressure Drop

L
Pt N p 8 j f

di

u 2
t
2.5
2

where P is tube-side pressure drop (N/m2)

Np is number of tube-side passes
ut is tube-side velocity (m/s)
L is the length of one tube
m is 0.25 for laminar and 0.14 for
turbulent
jf is dimensionless friction factor for heat
exchanger tubes

Tube Side Friction Factor

Shell-side Heat Transfer and

Pressure Drop

Kerns method
Bells method

Procedure for Kerns Method

Calculate area for cross-flow A s for the hypothetical row
of tubes in the shell equator.
As

( pt d 0 ) Ds b
pt

pt is the tube pitch

Gs s
As
d0 is the tube outside diameter
Ds is the shell inside diameter
lB is the baffle spacing, m.
Calculate shell-side mass velocity G s and linear velocity,
u s.

us

Gs

where Ws is the fluid mass flow rate in the shell in kg/s

Procedure for Kerns Method

Calculate the shell side equivalent diameter (hydraulic
diameter).
For a square pitch arrangement:

pt2 d 02
4
4
de
d 0

For a triangular pitch arrangement

pt
1 d 02

4
0.87 pt
2
2
4

de
d 0
2

Shell-side Reynolds Number

The shell-side Reynolds number is given by:

Gs d e u s d e
Re

The coefficient hs is given by:

Nu

hs d e

jh Re Pr 1 / 3
kf
w

0.14

where jh is given by the following chart

Shell Side Heat Transfer Factor

Shell-side Pressure Drop

The shell-side pressure drop is given by:
0.14

D s L u

by following

Psfriction
8 j f factor
where jf is the
given
chart.
d e B 2 w
2
s

Shell Side Friction Factor

(Figure 8 in notes)

(T1 T2 )
(t 2 t1 )

(t 2 t1 )
S
(T1 t1 )

(Figure 4 in notes)

Q UATm

Nt

K1

Db d 0

(Figure 2)

1 / n1

hi

4200(1.35 0.02t )ut0.8

d i0.2

(Figure 9 in notes)

( p t d 0 ) D s b
As
pt

pt
1 d 02
4 0.87 pt
2
2 4
de
d 0
2

(Table 3 in notes)

1
1
1

U 0 h0 hod

(Figure 10 in notes)

d0

di

d 0 ln

2k w

d0 1 d0 1

d i hid d i hi

L
Pt N p 8 j f

di

u 2
t
2.5
2

(Figure 12 in notes)

Ds
Ps 8 j f
de

L

B

2
s

0.14

Bells Method
In Bells method, the heat transfer coefficient and
pressure drop are estimated from correlations for flow
over ideal tube banks.
The effects of leakage, by-passing, and flow in the
window zone are allowed for by applying correction
factors.

Bells Method Shell-side

Heat Transfer Coefficient
hs hoc Fn Fw Fb FL
where
hoc is heat transfer coeff for
cross flow
over ideal tube banks
Fn is correction factor to allow for no.
of vertical tube rows
Fw is window effect correction factor
Fb is bypass stream correction factor
FL is leakage correction factor

Bells Method Ideal Cross

Flow Coefficient
The Re for cross-flow through the tube bank is given by:
G d
u d 0
Re s 0 s

Gs is the mass flow rate per unit area

d0 is tube OD
Heat transfer coefficient is given by:

hoc d 0
1/ 3

jh Re Pr
kf
w

0.14

Bells Method Tube Row

Correction Factor
For Re>2100, Fn is obtained as a function of Ncv (no. of
tubes between baffle tips) from the chart below:

For Re 100<Re<2100, Fn=1.0

For Re<100,

' 0.18
c

Fn ( N )

Bells Method Window

Correction Factor
Fw, the window correction factor is obtained from
the following chart:

where Rw is the ratio of bundle cross-sectional area

in the window zone to the tube bundle crosssectional area (obtained from simple formulae).

Bells Method Bypass

Correction Factor
Clearance area[Ab] between the bundle and the shell

Ab B ( Ds Db )
For the case of no sealing strips, Fb as a function of
Ab/As can be obtained from the following chart

Bells Method Bypass

Correction Factor
For sealing strips, for Ns<Ncv/2 (Ns is the
number of baffle strips)

2N s
A

b
Fb exp
1

As
N cv

1/ 3

where =1.5 for Re<100 and =1.35 for

Re>100.

Bells Method Leakage

Correction Factor
Tube-baffle clearance area Atb is given by:

Atb

0.8d 0
(Nt N w )
2

Shell-baffle clearance area A sb is given by:

C s Ds
Asb
(2 b )
2

where Cs is baffle to shell clearance and b is the angle subtended by baffle

chord
AL=Atb+Asb

( Atb 2 Asb )
FL 1 L

A
L

where L is a factor obtained from following chart

Coefficient for FL, Heat Transfer

Shell-side Pressure Drop

Involves three components:
Pressure drop in cross-flow zone
Pressure drop in window zone
Pressure drop in end zone

Pressure Drop in Cross Flow

Zone
'
'
Pc Pi Fb FL

where Pi pressure drop calculated for an equivalent ideal

tube
bank
Fb is bypass correction factor
FL is leakage correction factor

u
Pi 8 j f N cv
2

2
s

0.14

where jf is given by the following chart

Ncv is number of tube rows crossed
us is shell-side velocity

Friction Factor for Cross Flow

Banks

Bells Method Bypass

Correction Factor for Pressure

Drop
2 N
A
1/ 3

Fb' exp b 1
As

N cv

is 5.0 for laminar flow, Re<100

4.0 for transitional and turbulent flow, Re>100
Ab is the clearance area between the bundle and
shell
Ns is the number of sealing strips encountered by
bypass stream
Ncv is the number of tube rows encountered in the
cross- flow section

Bells Method Leakage

Factor for Pressure Drop
( Atb 2 Asb )
F 1

A
L

'
L

'
L

where Atb is the tube to baffle clearance

area
Asb is the shell to baffle clearance area
AL is total leakage area = Atb+Asb
L is factor obtained from following
chart

Coefficient for FL

Pressure Drop in Window

Zones
u
Pw FL' (2.0 0.6 N wv )

2
z

where us is the geometric mean velocity

u z u wu s
uw is the velocity in the window zone

Ws
uw
Aw
Ws is the shell-side fluid mass flow
Nwv is number of restrictions for cross-flow in
window zone, approximately equal to the number
of tube rows.

Pressure Drop in End Zones

( N wv N cv ) '
Pe Pi
Fb
N cv

Ncv is the number of tube rows encountered in the

cross-flow section
Nwv is number of restrictions for cross-flow in window
zone, approximately equal to the number of tube rows.

Bells Method Total Shellside Pressure Drop

Ps 2 end zones ( N b 1) crossflow zones
N b window zones

Ps 2Pe ( N b 1)Pc N b Pw

Effect of Fouling
Above calculation assumes clean tubes

Effect of fouling on pressure drop is given by table

above

Condensers
Construction of a condenser is similar to other shell
and tube heat exchangers, but with a wider baffle
spacing

l B Ds
Four condenser configurations:
Horizontal, with condensation in the shell
Horizontal, with condensation in the tubes
Vertical, with condensation in the shell
Vertical, with condensation in the tubes

Horizontal shell-side and vertical tube-side are the

most commonly used types of condenser.

Heat Transfer Mechanisms

Filmwise condensation

Normal mechanism for heat transfer in commercial

condensers

Dropwise condensation

Will give higher heat transfer coefficients but is

unpredictable
Not yet considered a practical proposition for the design of
condensers

In the Nusselt model of condensation laminar flow is

assumed in the film, and heat transfer is assumed to
take place entirely by conduction through the film.
Nusselt model strictly applied only at low liquid and
vapor rates when the film is undisturbed.
At higher rates, turbulence is induced in the liquid
film increasing the rate of heat transfer over that
predicted by Nusselt model.

Condensation Outside
Horizontal Tubes
L ( L v ) g
(hc )1 0.95k L

1/ 3

where (hc)1 is the mean condensation film coefficient, for a single

tube
kL is the condensate thermal conductivity
L is the condensate density
v is the vapour density
L is the condensate viscosity
g is the gravitational acceleration
is the tube loading, the condensate flow per unit length of tube.
If there are Nr tubes in a vertical row and the condensate is assumed
to flow smoothly from row to row, and if the flow is laminar, the top
tube film coefficient is given by:
1 / 4

(hc ) N r (hc )1 N r

Condensation Outside
Horizontal Tubes
In practice, condensate will not flow smoothly from
tube to tube.
Kerns estimate of mean coefficient for a tube bundle
is given by:
1/ 3
( ) g
(hc )b 0.95k L L L v N r1/ 6
Wc
L h
h

LN t
L is the tube length
Wc is the total condensate flow
Nt is the total number of tubes in the bundle
Nr is the average number of tubes in a vertical tube
row
For low-viscosity condensates the correction for the
number of tube rows is generally ignored.

Condensation Inside and

Outside Vertical Tubes
For condensation inside and outside vertical tubes the
Nusselt model gives:
1/ 3

L ( L v ) g
(hc ) v 0.926k L

L v

where (hc)v is the mean condensation coefficient

v is the vertical tube loading, condensate per unit
tube perimeter
Above equation applicable for Re<30
For higher Re the above equation gives a conservative
(safe) estimate.
For Re>2000, turbulent flow; situation analyzed by
Colburn and results in following chart.

Colburns Results

Boyko-Kruzhilin Correlation
A correlation for shear-controlled condensation in tubes; simple to use.
The correlation gives mean coefficient between two points at which vapor
quality, x, (mass fraction of vapour) is known.

(hc ) BK

L v
J11/ 2 J 21/ 2
hi
where
J

1,2 refer to inlet and outlet conditions respectively

kL
hi 0.021
di

Re 0.8 Pr 0.43

In a condenser, the inlet stream will normally be saturated vapour and

vapour will be totally condensed. For these conditions:

( hc ) BK hi

L
2

For design of condensers with condensation inside the tubes and downward
vapor flow, coefficient should be evaluated using Colburns method and
Boyko-Kruzhilin correlation and the higher value selected.

Flooding in Vertical Tubes

When the vapor flows up the tube, tubes
should not flood.
Flooding should not occur if the following
condition is satisfied:

1/ 2
v

v1/ 4 u1L/ 2 1L/ 4 0.6 gd i ( L v )

1/ 4

where uv and uL are velocities of vapor and

liquid and di is in metres.
The critical condition will occur at the
bottom of the tube, so vapor and liquid
velocities should be evaluated at this point.

Condensation Inside
Horizontal Tubes
When condensation occurs, the heat transfer coefficient at any
point along the tube will depend on the flow pattern at that
point.

No general satisfactory method exists that will give accurate

predictions over a wide flow range.

Two Flow Models

Two flow models:
Stratified flow
Limiting condition at low condensate and vapor rates
Annular flow
Limiting condition at high vapor and low condensate rates

For stratified flow, the condensate film coefficient can be estimated as :

L ( L v ) g
( hc ) s 0.76k L

L h

1/ 3

For annular flow, the Boyko-Kruzhilin equation can be used

For condenser design, both annular and stratified flow should be
considered and the higher value of mean coefficient should be
selected.

 Condensation of steam
For air-free steam a coefficient of 8000 W/m2-0C should be
used.

Mean Temperature Difference

A pure, saturated, vapor will condense at a constant
temperature, at constant pressure.
For an isothermal process such as this, the LMTD is given by:

where Tsat is saturation temperature of vapor

t1 (t2) is the inlet (outlet) coolant temperature
No correction factor for multiple passes is needed.

Tlm

( t 2 t1 )
Tsat t1

Tsat t 2

ln